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Exercise 1459Topology › Topology of Mn(ℝ) › Applications and the case n = 2L3Added 10 Nov 2026

Rank-one idempotents and involutions of M_2(R) are cylinders

#M_2(R)#complex coordinates#idempotents#involutions#trace and determinant

Statement

Identify R2\mathbb{R}^2 with C\mathbb{C} (the vector (x1,x2)(x_1,x_2) is the number x1+ix2x_1+ix_2). A matrix A=(abcd)∈M2(R)A=\begin{pmatrix}a&b\\c&d\end{pmatrix}\in M_2(\mathbb{R}) then acts by
Ax=zx+wxˉ,z=(a+d)+i(c−b)2,w=(a−d)+i(b+c)2,Ax=zx+w\bar x,\qquad z=\frac{(a+d)+i(c-b)}2,\quad w=\frac{(a-d)+i(b+c)}2,
and A↦(z,w)A\mapsto(z,w) is an R\mathbb{R}-linear bijection M2(R)→C2≅R4M_2(\mathbb{R})\to\mathbb{C}^2\cong\mathbb{R}^4. Show that
I={A∈M2(R):A2=A, rank⁡A=1},J={A∈M2(R):A2=I, A≠±I}\mathcal I=\{A\in M_2(\mathbb{R}):A^2=A,\ \operatorname{rank}A=1\},\qquad \mathcal J=\{A\in M_2(\mathbb{R}):A^2=I,\ A\ne\pm I\}
are both homeomorphic to the cylinder R×S1\mathbb{R}\times S^1.

Hint

Characterise both sets by the trace and the determinant (Cayley-Hamilton), then use tr⁡A=2Re⁡z\operatorname{tr}A=2\operatorname{Re}z and det⁡A=∣z∣2−∣w∣2\det A=|z|^2-|w|^2. After that, the coordinates are Im⁡z\operatorname{Im}z and the argument of ww.

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Solution

Idea. In M2M_2 a matrix is "almost determined" by its trace and determinant. Fixing them cuts R4\mathbb{R}^4 down to a surface, which the coordinates (z,w)(z,w) describe explicitly.

Step 0: the dictionary. Writing x=x1+ix2x=x_1+ix_2, one checks that the real part of zx+wxˉzx+w\bar x is (z1+w1)x1+(w2−z2)x2(z_1+w_1)x_1+(w_2-z_2)x_2 and the imaginary part is (z2+w2)x1+(z1−w1)x2(z_2+w_2)x_1+(z_1-w_1)x_2, where z=z1+iz2z=z_1+iz_2, w=w1+iw2w=w_1+iw_2. With the given z,wz,w these coefficients are a,b,c,da,b,c,d. Moreover, directly from the formulas,
tr⁡A=a+d=2Re⁡z,∣z∣2−∣w∣2=14[(a+d)2+(c−b)2−(a−d)2−(b+c)2]=ad−bc=det⁡A.\operatorname{tr}A=a+d=2\operatorname{Re}z,\qquad |z|^2-|w|^2=\tfrac14\bigl[(a+d)^2+(c-b)^2-(a-d)^2-(b+c)^2\bigr]=ad-bc=\det A.
Conversely, a=Re⁡z+Re⁡wa=\operatorname{Re}z+\operatorname{Re}w, d=Re⁡z−Re⁡wd=\operatorname{Re}z-\operatorname{Re}w, c=Im⁡z+Im⁡wc=\operatorname{Im}z+\operatorname{Im}w, b=Im⁡w−Im⁡zb=\operatorname{Im}w-\operatorname{Im}z, so (z,w)↦A(z,w)\mapsto A is the inverse linear map.

Step 1: I\mathcal I in terms of trace and determinant. We claim A∈I  ⟺  tr⁡A=1A\in\mathcal I\iff\operatorname{tr}A=1 and det⁡A=0\det A=0.
- (⇒\Rightarrow) AA has rank 11, so det⁡A=0\det A=0 and A≠0A\ne0. Cayley-Hamilton gives A2−(tr⁡A)A+(det⁡A)I=0A^2-(\operatorname{tr}A)A+(\det A)I=0, i.e. A2=(tr⁡A)AA^2=(\operatorname{tr}A)A. Since A2=AA^2=A and A≠0A\ne0 we get tr⁡A=1\operatorname{tr}A=1.
- (⇐\Leftarrow) Cayley-Hamilton with tr⁡A=1\operatorname{tr}A=1, det⁡A=0\det A=0 gives A2=AA^2=A. Also A≠0A\neq0 (its trace is 11) and det⁡A=0\det A=0, so the rank is exactly 11.

Step 2: J\mathcal J in terms of trace and determinant. We claim A∈J  ⟺  tr⁡A=0A\in\mathcal J\iff\operatorname{tr}A=0 and det⁡A=−1\det A=-1.
- (⇒\Rightarrow) The minimal polynomial of AA divides t2−1=(t−1)(t+1)t^2-1=(t-1)(t+1). It cannot be t−1t-1 or t+1t+1 because A≠±IA\ne\pm I. So it equals t2−1t^2-1, which has degree 22, hence it is the characteristic polynomial: tr⁡A=0\operatorname{tr}A=0, det⁡A=−1\det A=-1.
- (⇐\Leftarrow) Cayley-Hamilton gives A2−0⋅A+(−1)I=0A^2-0\cdot A+(-1)I=0, i.e. A2=IA^2=I, and A≠±IA\ne\pm I since tr⁡(±I)=±2≠0\operatorname{tr}(\pm I)=\pm2\ne0.

Step 3: coordinates on I\mathcal I. By Steps 0 and 1, A∈IA\in\mathcal I iff Re⁡z=12\operatorname{Re}z=\frac12 and ∣z∣2=∣w∣2|z|^2=|w|^2. Write z=12+iqz=\frac12+iq with q∈Rq\in\mathbb{R}. Then ∣w∣=∣z∣=14+q2>0|w|=|z|=\sqrt{\frac14+q^2}>0, so w≠0w\ne0 and u=w/∣w∣∈S1u=w/|w|\in S^1 is defined. Define
Φ:I→R×S1,A↦(Im⁡z, w∣w∣).\Phi:\mathcal I\to\mathbb{R}\times S^1,\qquad A\mapsto\Bigl(\operatorname{Im}z,\ \frac w{|w|}\Bigr).
Φ\Phi is continuous (coordinates are linear in AA and w≠0w\neq0). Its inverse sends (q,u)(q,u) to the matrix with z=12+iqz=\frac12+iq, w=14+q2 uw=\sqrt{\frac14+q^2}\,u; this is continuous, and the matrix obtained satisfies Re⁡z=12\operatorname{Re}z=\frac12, ∣z∣=∣w∣|z|=|w|, hence lies in I\mathcal I. So Φ\Phi is a homeomorphism: I≅R×S1\mathcal I\cong\mathbb{R}\times S^1.

Step 4: coordinates on J\mathcal J. Now Re⁡z=0\operatorname{Re}z=0 and ∣z∣2−∣w∣2=−1|z|^2-|w|^2=-1. With z=iqz=iq this reads ∣w∣2=q2+1|w|^2=q^2+1, so ∣w∣≥1|w|\ge1 and again w≠0w\ne0. The same argument with ∣w∣=1+q2|w|=\sqrt{1+q^2} gives a homeomorphism J→R×S1\mathcal J\to\mathbb{R}\times S^1, A↦(Im⁡z,w/∣w∣)A\mapsto(\operatorname{Im}z,w/|w|).

Check. The matrix diag⁡(1,0)\operatorname{diag}(1,0) has a=1a=1, b=c=d=0b=c=d=0, hence z=w=12z=w=\frac12: it corresponds to q=0q=0 and u=1u=1 in I\mathcal I. The matrix diag⁡(1,−1)\operatorname{diag}(1,-1) has z=0z=0, w=1w=1: it is in J\mathcal J with q=0q=0, u=1u=1 (here ∣w∣=1+0=1|w|=\sqrt{1+0}=1).

Remark. A rank-one idempotent is determined by its image ℓ1\ell_1 and its kernel ℓ2\ell_2, which are two distinct lines of R2\mathbb{R}^2. The set of pairs of distinct lines is (RP1×RP1)∖diagonal≅S1×(S1∖{pt})≅S1×R(\mathbb{RP}^1\times\mathbb{RP}^1)\setminus\text{diagonal}\cong S^1\times(S^1\setminus\{pt\})\cong S^1\times\mathbb{R}, confirming the cylinder. An involution ≠±I\ne\pm I is determined by its (+1)(+1)-eigenline and (−1)(-1)-eigenline, again a pair of distinct lines.

Lesson. In M2M_2, conjugacy classes with prescribed trace and determinant are surfaces, and the coordinates (z,w)(z,w) turn the two equations into explicit formulas.