Nilpotent matrices and idempotents are closed
Statement
Show that the set of nilpotent matrices is closed with empty interior, and that the set of idempotent matrices () is closed.
Hint
Each set is the zero set of polynomial equations in the entries. For the empty interior of the nilpotent set, add a small multiple of the identity.
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Solution
Idea. Sets defined by polynomial equations are closed (preimages of under polynomial maps). Emptiness of the interior needs an actual perturbation argument.
Step 1: nilpotents are closed. is nilpotent iff (a nilpotent matrix satisfies by Cayley-Hamilton, since its characteristic polynomial is ). The map is polynomial in the entries (hence continuous), so
is closed.
Step 2: nilpotents have empty interior. Let and . The eigenvalues of are all , so those of are all : the matrix is invertible. A nilpotent matrix is singular, so , though . Hence no ball around lies in .
Step 3: idempotents are closed. is the preimage of under the continuous map .
Example. For : , while .
Remark.
- Idempotents also have empty interior: if then all eigenvalues of lie in , whereas has eigenvalues in , so is not idempotent for small, though it is at distance from . They are also *unbounded* for : for all (oblique projections).
- The nilpotent cone is the fibre of the characteristic polynomial map (see Part 3).