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Exercise 1400Topology › Topology of Mn(ℝ) › Norms and metric structureL3Added 7 Nov 2026

Eigenvalues are bounded by the operator norm

#spectral radius#complex eigenvalue#operator norm

Statement

Show that ∣λ∣≤∥A∥|\lambda|\le\|A\| for every complex eigenvalue λ\lambda of a real matrix AA. In other words, ρ(A)≤∥A∥\rho(A)\le\|A\|.

Hint

If λ\lambda is non-real, take a complex eigenvector v=x+iyv=x+iy with x,y∈Rnx,y\in\mathbb{R}^n.

Because AA is real, Av=Ax+iAyAv=Ax+iAy with Ax,AyAx,Ay real; compute ∣Av∣2|Av|^2.

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Solution

Idea. For a real eigenvalue the claim is immediate from ∣Ax∣≤∥A∥∣x∣|Ax|\le\|A\||x|. For a non-real one, we cannot apply the definition of ∥A∥\|A\| (a supremum over *real* vectors) directly, so we split the complex eigenvector into its real and imaginary parts.

Step 1: real eigenvalues. If Ax=λxAx=\lambda x with x∈Rn∖{0}x\in\mathbb{R}^n\setminus\{0\}, then ∣λ∣∣x∣=∣Ax∣≤∥A∥∣x∣|\lambda||x|=|Ax|\le\|A\||x|, so ∣λ∣≤∥A∥|\lambda|\le\|A\|.

Step 2: general case. Let v=x+iy≠0v=x+iy\ne0 with x,y∈Rnx,y\in\mathbb{R}^n and Av=λvAv=\lambda v. The Hermitian norm is ∣v∣2=∣x∣2+∣y∣2|v|^2=|x|^2+|y|^2. Since AA is real, Av=Ax+iAyAv=Ax+iAy with Ax,Ay∈RnAx,Ay\in\mathbb{R}^n, so
∣λ∣2(∣x∣2+∣y∣2)=∣Av∣2=∣Ax∣2+∣Ay∣2≤∥A∥2∣x∣2+∥A∥2∣y∣2=∥A∥2(∣x∣2+∣y∣2).|\lambda|^2(|x|^2+|y|^2)=|Av|^2=|Ax|^2+|Ay|^2\le\|A\|^2|x|^2+\|A\|^2|y|^2=\|A\|^2(|x|^2+|y|^2).
Dividing by ∣x∣2+∣y∣2>0|x|^2+|y|^2>0 gives ∣λ∣≤∥A∥|\lambda|\le\|A\|.

Example. For the rotation RθR_\theta, the eigenvalues are e±iθe^{\pm i\theta} with ∣λ∣=1=∥Rθ∥|\lambda|=1=\|R_\theta\|: the bound is sharp. For A=(0100)A=\begin{pmatrix}0&1\\0&0\end{pmatrix}, ρ=0<1=∥A∥\rho=0<1=\|A\|.

Remark. The same proof works for every induced norm provided it is extended to complex vectors; the Euclidean case is the easiest because the Hermitian norm splits as above. This inequality is the basic step towards the Gelfand bound ρ(A)≤∥Ak∥1/k\rho(A)\le\|A^k\|^{1/k}.