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Exercise 1390Topology › Topology of Mn(ℝ) › Rank, spectrum and normsL3Added 6 Nov 2026

The set of matrices whose powers converge is neither open nor closed

#powers#convergence#open sets#closed sets

Statement

Let C={A∈Mn(R):lim⁡k→∞Ak exists}\mathcal{C}=\{A\in M_n(\mathbb{R}):\lim_{k\to\infty}A^k\text{ exists}\}. Show that C\mathcal{C} is neither open nor closed.

Hint

Use the diagonal matrices diag⁡(x,0,…,0)\operatorname{diag}(x,0,\dots,0) and the behaviour of xkx^k at x=1x=1 and x=−1x=-1.

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Solution

The family. Let D(x)=diag⁡(x,0,…,0)D(x)=\operatorname{diag}(x,0,\dots,0). Then D(x)k=diag⁡(xk,0,…,0)D(x)^k=\operatorname{diag}(x^k,0,\dots,0), and xkx^k converges iff x∈(−1,1]x\in(-1,1] (to 00 for ∣x∣<1|x|<1, to 11 for x=1x=1; for x=−1x=-1 it oscillates, for ∣x∣>1|x|>1 it diverges). Thus
D(x)∈C  ⟺  x∈(−1,1].D(x)\in\mathcal{C}\iff x\in(-1,1].

Not open. D(1)∈CD(1)\in\mathcal{C}, but D(1+ε)∉CD(1+\varepsilon)\notin\mathcal{C} for every ε>0\varepsilon>0 and D(1+ε)→D(1)D(1+\varepsilon)\to D(1). So D(1)D(1) is not an interior point.

Not closed. D(−1+1j)∈CD(-1+\tfrac1j)\in\mathcal{C} for all j≥2j\ge2, and D(−1+1j)→D(−1)D(-1+\tfrac1j)\to D(-1), but D(−1)∉CD(-1)\notin\mathcal{C} since (−1)k(-1)^k has no limit. So C\mathcal{C} does not contain its limit points.

Remark. The interior of C\mathcal{C} is {ρ(A)<1}\{\rho(A)<1\} (where Ak→0A^k\to0) and its closure is the set of power-bounded matrices... more precisely, C\mathcal{C} is contained in {ρ≤1}\{\rho\le1\} and contains {ρ<1}\{\rho<1\}: the interesting matrices are on the boundary ρ=1\rho=1, where convergence is governed by the Jordan structure of eigenvalue 11 (semisimple) and the absence of other eigenvalues on the unit circle.